Financial Insurance

financialInvestment advisors, financial planners, broker dealers, mutual fund complexes and investment firms face an increased risk when they perform professional services as part of their daily routine.  It is important that these individuals and companies are covered for a potential claim against them.

As an Independent Agency, we have the ability to shop the market with multiple insurance companies to partner your practice with the right insurance company. Our team has over 35 years of combined experience working with investment advisors.

The definition of “fiduciary” is often misunderstood with regard to ERISA matters. The Uhl Agency has the knowledge and expertise to help eliminate any confusion associated with “Fiduciary Insurance” and can find an insurance-based solution to address your exposures.

Investment Advisors

Mutual Funds

Hedge Funds / Private Equity

Broker / Dealer

For further details, please call Jon Kreusch, Joe Bolek, or Rachel Irwin at 937-434-9090.