Broker/Dealer

financialBroker Dealer E&O insurance is like a snowflake: each firm is a little different than the next.  Each brokerage firm faces different risk exposures, and policy forms differ from insurance carrier to insurance carrier.  It is important to obtain coverage that addresses the specific nature of individual brokers/dealers and their specific business practices. Our investment experience, which spans 11 years, can help your company acquire the right coverage for you and your firm.