Financial Insurance
Investment advisors, financial planners, broker dealers, mutual funds and investment firms face an increased risk when they perform professional services as part of their daily routine. It is important that these individuals and companies are covered for a potential claim against them.
As we all know, the definition of “fiduciary” is often misunderstood when it comes to ERISA matters. The Uhl Agency has the knowledge and expertise to help eliminate any confusion associated with “Fiduciary Insurance” and can find an insurance based solution to address your exposures.
- A transfer of risk to an insurance company is the best way to achieve risk management.
- There are different types of policies designed to protect firms and their employees from potential claims that can arise.
Whether it is a professional service, a cyber attack, sexual harassment, wrongful termination or employee theft or dishonesty, all of these different instances have specific policies designed to provide defense and cover claims should this type of situation occur.
Please feel free to look around the Investment Advisory section of our website to get a clear understanding to the different policies and the expertise that we can provide.
Investment Advisors SolutionsThe complex world of investment advisors goes well beyond “traditional” insurance coverages that are commonly associated with business risks. The Uhl Agency removes the complexity from tailoring an insurance program to the needs of our investment advisor clients. |
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Mutual Funds SolutionsMany underwriting factors come into play when a mutual fund complex is looking for an insurance company that will want to cover their risk. Our experience helps us to understand your issues and concerns and find the best insurance solution. |
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Broker/Dealer SolutionsEach brokerage firm faces different risk exposures and policy forms differ from insurance carrier to insurance carrier. Our investment experience, which is over 11 years and running, can help your company get the right coverage for you and your firm. |
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Hedge Funds / Private Equity SolutionsMany professional managers of private equity and hedge funds currently need expert advice and professional liability insurance. We understand your business and know what to ask in order to provide you with the best insurance coverage solution. |
They have been a pleasure to work with. It is nice doing business with a specialist in Investment Advisory professional insurance in the Midwest. I also really appreciated them taking the time to explain to me what insurance coverage I had, what coverage I didn't have, and what was available to me as well as what I should have. They have been a nice change from the usual e-mails and voice mails. W. Russ Stewart Nottinghill Investment Advisers, Ltd.
In The News
The Uhl Agency was featured in the June 20, 2011 edition of Crittenden's Insurance Markets as a key insurance agency for investment advisors.