Broker/Dealer
Broker Dealer E&O insurance is like a snowflake. Each firm is a little different than the next. Each brokerage firm faces different risk exposures and policy forms differ from insurance carrier to insurance carrier. Coverage can and should be obtained specifically to the nature of each of the broker/dealers and their specific business practices.
Our investment experience, which is over 11 years and running, can help your company get the right coverage for you and your firm.
According to FINRA, the number of cases filed has nearly doubled from 2007 to 2009.
Coverages for Broker Dealers:
- E&O/D&O
- Fidelity Bond Self Rating Program
- Cyber Security & Privacy Liability
- Corporate Identity Protection
- STAMP/SEMP Surety Bonds
